The Role of Paperwork in Financial Compliance: A Deep Dive into SEC Requirements
For financial institutions, navigating the intricate landscape of SEC regulations can feel like traversing a labyrinth of paperwork....
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- 3 min
Navigating Advisor Transitions: The Top 3 Challenges & Solution Facing Broker Dealers
The advisor recruitment market is staying hot this year on the heels of an active year in 2022, according to the most recent Diamond...
- 3 min
3 Ways Financial Services Firms Can Manage Complex Data
If there’s one thing every financial services firm can agree on, it’s this: Data is one of the most valuable assets any firm has if...
- 2 min
How Do You Select the Right e-Sign Provider?
DocuSign is like Kleenex or Xerox in the e-sign world. It’s such a dominant brand that it sometimes gets confused with the entire...
- 2 min
Implementation Woes... and the Nightmare of the Bizarro Gulligan Man
For the financial firm that wants to simplify its paperwork and shore up its back-office processes but wonders if the current platform...
- 2 min
Eliminated NIGO: One of the Critical Missions of Forms Logic
One of the critical missions of Forms Logic is to reduce dramatically – and eliminate where possible – instances of NIGO (not in good...
- 3 min
Taking Care of a Traumatized Broker/Dealer
One of the worst things we see in the financial services industry is failed technology implementations and deployments. Many...
- 2 min
Eliminate Advisor Frustration
We’ve seen it happen too many times. An advisor has a transaction to process, and time is of the essence. They pull together all the...
- 2 min
Client Input: The Powerful Weapon that Makes Advisors Effective
One nightmare scenario for Broker/Dealers is a transaction that gets delayed because of paperwork. But it’s all too real a scenario when...
- 2 min
End Fat-Fingering... And Give Advisors Pre-Populated Forms
Financial advisors have every reason to hate what they call “fat-fingering.” Fat-fingering is the frustrating exercise of manually...
- 2 min
Why Are Financial Firms Still Paying High Prices For Cloud Storage?
Since its advent in the 1990s and widespread availability in the 2000s, Cloud-based data storage has become widely adopted. The amount of...
- 2 min
A Form is a Form is a Form
Data is everywhere in the financial services industry, but most firms struggle with collecting, storing, managing, protecting, and...
- 2 min
WORM to WOMM - From Data Protection To Mass Data Mapping
Write Once Read Many, better known as WORM, is an old concept in data protection. But this old concept wasn’t enough to keep up with what...
- 2 min
Does Big Data Help With Client Relationships?
The phrase "big data" is everywhere. It's a catchphrase adopted by almost every company looking to make their business more efficient. We...
- 3 min
Data As A Platform? Wait, What?
Data is an incredibly powerful tool for making better decisions that impact everyone in the financial services value chain. Clients,...
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